The Lure Of Active Management

CFA Program Curriculum, Level II, Derivatives and Portfolio Management:

Consider the results of the following two different investment strategies:

  1. An investor who put $1,000 in 30-day commercial paper on January 1, 1927, and rolled over all proceeds into 30-day paper (or into 30-day T-bills after they were introduced) would have ended on December 31, 1978, fifty-two years later, with $3,600.
  2. An investor who put $1,000 in the NYSE index on January 1, 1927, and reinvested all dividends in that portfolio would have ended on December 31, 1978, with $67,500.

Suppose we defined perfect market timing as the ability to tell (with certainty) at the beginning of each month whether the NYSE portfolio will outperform the 30-day paper portfolio. Accordingly, at the beginning of each month, the market timer shifts all funds into either cash equivalents (30-day paper) or equities (the NYSE portfolio), whichever is predicted to do better. Beginning with $1,000 on the same date, how would the perfect timer have ended up 52 years later?

This is how Nobel Laureate Robert Merton began a seminar with finance professors 25 years ago. As he collected responses, the boldest guess was a few million dollars. The correct answer: $5.36 billion.

 

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One Response to The Lure Of Active Management

  1. Incredible. I remember this fact from when I took CFA Level II. Hindsight is 20/20, of course. But with proper analysis of an investments fundamentals, investors can outperform. A few points better than the S&P return each year will compound into significant outperformance over time. Keep up the good work, I enjoy your blog.

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